Legal services to operate and grow

From corporate to financial regulation: structured legal advice to meet regulatory requirements and execute your operations with certainty.
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our services

1.

Corporate

We advise local and multinational companies (retail, importers and exporters, construction companies), banking and non-banking financial institutions, as well as investment funds, on a wide range of corporate matters, including corporate transactions, corporate governance, contractual issues, and regulatory compliance.
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our services

2.

Banking and Finance

ROC Abogados advises financial institutions, primarily banks and entities in the process of obtaining authorization to operate as a bank, on a wide range of regulatory and compliance matters, including legislative initiatives, development and implementation of compliance processes, evaluation and implementation of new products or processes, and regulatory procedures before banking authorities.
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our services

3.

Consumer Protection and Claims Handling

Development, implementation, and oversight of compliance with regulations applicable to financial service users and consumer protection.
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our services

4.

Data Protection and Cybersecurity

Incident response and information security breach management.

Regulatory compliance, including ARCO rights and data privacy obligations.
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our services

5.

Litigation

Administrative and judicial proceedings against resolutions issued by Mexican regulators.
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How we work

Legal advice aligned with your operations

STEP 1:

We understand your operations and regulatory environment.

STEP 3:

We support implementation and execution

STEP 2:

We define the appropriate legal strategy

STEP 4:

We provide continuous follow-up and daily attention

Banking-Financial-Regulatory

Cases Featured

Publiseg, S.A.P.I. de C.V., SOFOM, ENR (Credifiel)
We participated in the legal structuring of a public offering of debt securities in Latvia, including the negotiation of the prospectus and the general terms of the issuance. We also assisted with compliance with regulatory obligations in Mexico, including reports to the CNBV in accordance with the Securities Market Law.
Banking-Financial-Regulatory

Cases Featured

Atrafin LLC (American Trade & Finance Company)
We participated in the negotiation and formalization of the credit agreement between EGI Oil & Gas, S.A. de C.V. and Atrafin LLC, as well as in the preparation and negotiation of local guarantee agreements. Our work included reviewing and adjusting the necessary documentation to implement the financing.
Banking-Financial-Regulatory

Cases Featured

BANSÍ, S.A., Multiple Banking Institution
We prepare due diligence reports and legal opinions to assess corporate and regulatory risks for private companies and public entities. These analyses supported decisions related to account opening and credit granting, identifying relevant legal contingencies.
Corporate-Contractual / M&A

Cases Featured

Banco Actinver, S.A., Actinver Financial Group
We participated in the acquisition of Zurich Santander Seguros México, S.A., advising on the corporate documentation post-closing. Our work included adapting the bylaws to reflect its status as a Mexican insurer and preparing the corresponding disclosure schedules.
Corporate-Contractual / M&A

Cases Featured

TFS México Agente de Seguros y Fianzas, S.A. de C.V.
We supported the company from its incorporation in the design and implementation of its corporate governance framework and internal commercial policies, aligning them with global, regional, and local guidelines. Our advisory services included reviewing bylaws, management structure, and operational manuals to ensure compliance with applicable insurance regulations.
Corporate-Contractual / M&A

Cases Featured

Gernes Group, S.A. de C.V.
We advised on the negotiation and formalization of an investment agreement with Zone Sport Products (Dongguan) Co., Ltd. for the development of manufacturing activities related to ultrasonic assembly processes and product packaging for Grupo Xcaret México.
Corporate-Contractual / M&A

Cases Featured

Gernes Group
We participated in the negotiation of a distribution and commercialization agreement with Padel Galis for the installation of official padel courts in Mexico. Additionally, we advised on an investment agreement for the establishment of a manufacturing plant in Mexico, with distribution reach across Mexico and Central America.

TRACK RECORD AND SUPPORT

Excellence endorsed by the global industry

Our practice has been recognized in rankings that highlight our technical expertise and experience in regulatory and corporate advisory.
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Adhesion Contracts Checklist 2026

Download the checklist we use to validate adherence in fintech and banking-regulatory matters.
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frequently asked questions

We answer your questions

Are your services project-based or ongoing?

Both approaches are possible. We provide advice on specific projects and ongoing support for daily operations, depending on the client's needs.

What types of matters does your advice cover?

We advise on corporate matters, financial regulation and compliance, banking and financial operations, consumer protection, data privacy, and regulatory disputes.

Can you assist with the implementation of compliance processes?

Yes, we assist with the design and implementation of policies, internal processes, and compliance strategies in accordance with applicable regulations.

Do you advise on financial transactions from their structuring?

Yes, we participate in the structuring and negotiation of transactions, including collateral documentation and regulatory analysis.

Do your services include interaction with regulatory authorities?

Yes, we assist with procedures, authorizations, and responding to requests from financial authorities.

How do you integrate with the client's team?

We work closely with management teams and in-house legal departments, providing clear advice aligned with operational needs.
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